Vacancy - Compliance Officer

Posted On: July 11, 2019

In view of the expansion of our operations and regulatory responsibilities, a vacancy has arisen for a:

Compliance Officer

The successful candidate will form part of a team who is responsible for ensuring high level of compliance with internal policies, as well as regulatory standards and policies in relation to UCITS schemes, MiFID II and anti-money laundering.

Responsibilities will include: 

  • Drafting and updating of compliance manuals, compliance plans, policies and procedures in accordance with evolving regulations in terms of anti-money laundering and compliance requirements;
  • Assisting the MLRO in Customer Due Diligence in line with the company’s customer acceptance policy and ensuring that AML procedures are enforced across the firm;
  • Ensuring that all employees adhere to the company policies and procedures;
  • Assist in the preparation of internal reports related to the Compliance Function;
  • Review and Maintenance of compliance files;
  • Keep abreast of all new regulations and ensure compliance within all departments.

Applicants will be considered if they are in possession of:

  • A degree in Banking and Finance or other relevant area;
  • At least 3 years’ experience in financial services institutions;
  • Analytical and good time management skills and the ability to work independently;
  • Fluency in both English and Maltese;
  • Experience in MiFID II and UCITS regulations would be considered an asset, however, adequate training will be provided.

An attractive remuneration package is being offered commensurate with relevant experience together with the opportunity to become part of an energetic team within a well-structured organisation.

Kindly send an email with a cover letter and your CV to: [email protected] by not later than 26th July 2019. Applications are treated in absolute confidence. By submitting your application, you are agreeing to our Recruitment Data Protection and Privacy Policy.


Jesmond Mizzi Financial Advisors Ltd is licensed to conduct Investment Services Business by the Malta Financial Services Authority and is a Member of the Malta Stock Exchange.

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